SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| 2101 RIVERFRONT DRIVE, SUITE A |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
Uniti Group Inc.
[ UNIT ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year)
02/21/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Rule 10b5-1(c) Transaction Indication |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| COMMON STOCK |
02/21/2024 |
|
A |
|
36,948
|
A |
$0
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132,779 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
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|
/s/ CARMEN PEREZ-CARLTON BY: DANIEL L. HEARD, ATTORNEY-IN-FACT |
02/23/2024 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the undersigned
hereby constitutes and appoints Daniel Heard or Travis
Black as the undersigned's true and lawful attorney-in
-fact to:
(1) execute, for and on behalf of the undersigned as
a director or officer of Uniti Group Inc. (the
"Company") and any successor corporation, any one or
more Forms 3, 4 and 5 in accordance with Section 16(a)
of the Securities and Exchange Act of 1934, as amended,
and the rules thereunder;
(2) do and perform any and all acts, for and on
behalf of the undersigned, that may be necessary or
desirable to complete the execution of any such Form 3,
4 and 5 and the timely filing of such form with the
United States Securities and Exchange Commission and
any other authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing that, in the opinion of
such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the
undersigned, it being understood that the documents
executed by such attorney-in-fact on behalf of the
undersigned, pursuant to this Power of Attorney shall
be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in his
discretion.
The undersigned hereby grants to the foregoing
attorney-in-fact full power and authority to do and
perform all and every act and thing whatsoever
requisite, necessary, and proper to be done in the
exercise of any of the rights and powers herein
granted, as fully to all intents, and purposes as such
attorney-in-fact might or could do if personally
present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-
in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by
virtue of this Power of Attorney and the rights and
powers herein granted. The undersigned acknowledges
that the foregoing attorney-in- fact, in serving in
such capacity at the request of the undersigned, is not
assuming any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act
of 1934, as amended, or other applicable securities
laws or rules.
This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to
file Forms 3, 4 and 5 with respect to the undersigned's
holdings of and transactions in securities by the
Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorney-in-
fact.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of this 19th day
of May, 2023.
/s/ Carmen Perez-Carlton
Signature
Carmen Perez-Carlton
Typed or Printed Name
On the 19th day of May, 2023, before me personally
came Carmen Perez-Carlton, to me known to be the person
described in and who executed the foregoing instrument,
and acknowledged that she executed the same.
WITNESS my hand and official seal.
/s/ Mayle Padron Hernandez
Signature
Mayle Padron Hernandez
Printed Name of Notary Public
[NOTARIAL SEAL]
My commission expires:
January 6, 2026
